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OPPORTUNITÀ INTERNAZIONALI DI
FINANZIAMENTO SUI TEMI DEL MARE
Serena Borgna, APRE
Horizon 2020 – National Contact Point SC2 Food security, sustainable agriculture and forestry,
marine and maritime and inland water research and the bioeconomy
borgna@apre.it
Dalla fondazione all’operatività
Workshop –Napoli, 15‐16 gennaio 2018, c/o SZN, Villa Comunale
FOCUS
• H2020 & BG: il supporto degli NCP
• H2020 & BG: strumenti & regole partecipazione
• H2020 & BG: Tips from European Commission
• Verso FP9
2
APRE – Agency for the Promotion of European Research
• Promoting and supporting Italian
Mission •
participation in Horizon 2020
Improve the “Quality” of the Italian
participation in European programmes
for R&I.
APRE hosts all Italian National Contact Information and Awareness
NCP Points "NCPs" for the EU Horizon 2020 Raising
Framework Programme for R&I.
Advising and Assisting
Members & Helpdesks
• AROUND 130 Training
• 17 REGIONAL HELPDESKS
Signposting and Feedback
APRE LIASON OFFICE IN BRUXELLES
APRE has a Brussels office, hosted in a joint office with main Research institutions in Italy.
Assistenza NCP
orientamento e lettura delle supporto nel
individuazione del proposte (pre costruire il piano
bando più adatto screening) finanziario
signposting: fare da
fornire suggerire le ponte con i Punti di
informazioni di politiche di Contatto Nazionale di
tipo legale riferimento altri programmi
europei
informazione sui
interpretazione buone prassi
sistemi di ricerca di
dei moduli di scrittura
paesi, europei e non,
dei progetti
attraverso i punti di
contatto in loco
APREinforma APREforma
magazine
website Il servizio di Formazione APRE ha l’obiettivo di
approfondire le modalità di accesso ai fondi stanizati in
Horizon 2020 affrontando i temi concernenti la fase
progettuale della proposta e la gestione finanziaria.
Corso di formazione: di durata di uno o due giorni con
possibilità di esercitazioni pratiche.
Webinar: un corso "light" della durata di un'ora dove
interagire con il docente via chat.
APREdati
Guide e Dossier dati
06/12/2017
APRE SC2 Team
Impossibile v isualizzare l'immagine.
Serena Borgna, borgna@apre.it
Matteo Di Rosa, dirosa@apre.it
Chiara Pocaterra, pocaterra@apre.it
Matteo Sabini, sabini@apre.it
BIO HORIZON
• News
• Events
• Brokerage
• Research Profiles
www.ncp‐biohorizon.net/
7
http://ec.europa.eu/research/bioeconomy/pdf/publications/bluegrowth_final_2017.
PDF
http://eur‐lex.europa.eu/legal‐content/EN/TXT/?uri=CELEX:52017DC0183
https://ec.europa.eu/maritimeaffairs/sites/maritimeaffairs/files/swd‐2017‐
128_en.pdf
9
Blue Growth in Horizon 2020 CallS/WP
Excellent Science Industrial Leadership Societal Challenges BG , Blue
European Research Council Leadership in enabling and Health, demographic change and Growth
Frontier research by the best industrial technologies wellbeing SFS,
individual teams ICT, nanotechnologies, materials, Food security, sustainable
biotechnology, manufacturing, agriculture, marine and maritime
Sustainable
Future and Emerging space research & the bioeconomy Food Security
Technologies Secure, clean and efficient
Collaborative research to open
RUR, Rural
Access to risk finance energy
new fields of innovation Leveraging private finance and Reinassance
Smart, green and integrated
venture capital for research transport
Marie Skłodowska Curie actions and innovation
Opportunities for training and Climate action, environment, BBI, Bio Based
career development Innovation in SMEs resource efficiency and raw Industries
materials
Fostering all forms of
Research infrastructures innovation in all types of SMEs Inclusive, innovative and
(including e‐infrastructure) reflective societies
Ensuring access to world‐class Security society
facilities
SME Instrument/Fast track to innovation
European Institute of Innovation and Technology (EIT)
Spreading Excellence and Widening Participation
Science with and for society
Joint Research
Pesca a Blue Growth: Center
nuove sfide e (JRC)
06/12/2017 23/11/17 Finanziamenti per i Materiali Avanzati e la Chimica Verde
sostenibilità ambientale
EURATOMBG – SC2 Topics 2018‐2019
Climate and Oceans Marine value chains International Cooperation
Food and Oceans Land and sea Other actions
Topic Title Year Type
BG‐01‐2018: Towards a Baltic and North Sea research and innovation programme 2018 CSA
BG‐02‐2018: Blue Bioeconomy Public‐Public Partnership 2018 ERA‐NET
LC‐BG‐03‐2018: Sustainable harvesting of marine biological resources 2018 RIA
DT‐BG‐04‐2018‐2019: Sustainable European aquaculture 4.0: nutrition and breeding 2018‐2019 IA
BG‐05‐2019: Multi‐use of the marine space, offshore and near‐shore: pilot demonstrators 2019 IA
CE‐BG‐06‐2019: Sustainable solutions for bio‐based plastics on land and sea 2019 IA
BG‐07‐2019‐2020: The Future of Seas and Oceans Flagship Initiative 2019‐2020 IA
BG‐08‐2018‐2019: All Atlantic Ocean Research Alliance Flagship 2018‐2019 RIA
LC‐BG‐09‐2019: Coordination of marine and maritime research and innovation in the Black 2019 CSA
SeaBG: other funding opportunities within H2020
BG flagged topics:
http://ec.europa.eu/research/parti
cipants/portal/desktop/en/opport
unities/h2020/ftags/blue_growth.
html#c,topics=flags/s/BlueGrowth/
1/1&+callStatus/ascSC2 ‐ BG Call deadlines
2018 2019 Type of action
Single stage 13 Feb. 2018 23 Jan. 2019 CSA, IA, EJP,
ERANET…
First stage 13 Feb. 2018 23 Jan. 2019 RIA
Second stage 11 Sept. 2018 4 Sept. 2019 RIAEvaluation process for each call
Max. 5 months
Evaluators
Receipt of Individual Consensus
Panel Review Finalisation
proposals evaluation group
Eligibility/ Individual Consensus Panel report Final ranked list composed
admissibility check Evaluation Report and information sent to
Reports Evaluation Summary Report applicants
Allocation of proposals to (May be done
evaluators (Usually done remotely) Panel ranked list
remotely)European Innovation Council: pilot WP 2018‐2020
€ 2.7 miliardi per supportare +5.000 PMI/Innovatori
SME‐Inst e Fast Track to InnovationEIC keyword
Breaktrough Scaling up
innovation
Market
Creating Bottom-up
innovation
Mentoring
&
Coaching
Private
investment
23/11/17 Finanziamenti per i Materiali Avanzati e la Chimica VerdeEuropean Innovation Council: pilot WP 2018‐2020
€ 2.7 miliardi per supportare +5.000 PMI/Innovatori
Finanziamenti per i Materiali Avanzati e la
23/11/17
Chimica VerdeEIC Instruments e Budget
SME‐Instrument
Instrument FTI FET‐Open EIC Horizon prizes
Phase 1 Phase 2
From 3 to 5
One or more entities
eligible1 entities At least 3
For whom One or more eligible SMEs (with restrictions1 for
(mostly entities3
some of the prizes)
industrial2)
3 M€ (RIAs)
Maximum funding4 50,000 € 2.5 M€ 3 M€ Varies for each prize
0.5 M€ (CSAs)
Total budget 2018‐ 647 M€ (RIAs)
164 M€ 1425 M€ 300 M€ 40 M€
20 10 M€ (CSAs)
Breakthrough
Exploring the
innovation &
feasibility of a Close‐to‐market Radically new 6 different topics
Focus international
business idea innovation technologies (major societal issues)
growth
(~ 6 months)
(12‐24 months)Cosa NON cambia
Target: PMI europee for profit (molto innovative e ambiziose)
Singola PMI o partenariato di PMI
Logica delle tre Fasi
F1: studi di fattibilità + 50k lump sum
F2: validazione/industrializzazione + 12‐24 mesi + 0,5‐2,5 milioni € al 70%
F3: business acceleration service per beneficiari
Open call
4 scadenze utili all’anno, sia per F1 che per F2
Criteri di valutazione
Impact + Excellence + Implementation
Coaching per beneficiari
Servizio di coaching attraverso la rete EEN
Finanziamenti per i Materiali Avanzati e la
Chimica VerdeCosa cambia* (SME INSTRUMENT)
WP European Innovation Council – EIC Pilot 2018‐2020
Focus su breakthrough/market creating innovation
Fully bottom‐up approach
Si passa dai 13 topic tematici a un’unica competizione intersettoriale
Cresce il peso ponderato dell’Impatto
Impatto vale 50%, Excellence e Implementation 25% a testa
Interviste in Fase 2
Introduzione di un secondo step di valutazione per le proposte di F2
Soglia di finanziamento in F2 = 13/15
Si passa da 12/15 a 13/15, come per la Fase 1 (min. 4/5 in ogni criterio)Cut off SME Instrument 2018‐2020
Fase 1 Fase 2 Budget (Mio€)
08‐feb 10‐gen
03‐mag 14‐mar
2018 05‐set 23‐mag
479,74
07‐nov 10‐ott
13‐feb 09‐gen
07‐mag 03‐apr
2019 05‐set 05‐giu
552,26
06‐nov 09‐ott
12‐feb 08‐gen
06‐mag 18‐mar
2020 02‐set 19‐mag
600,99
04‐nov 07‐ottFAST TRACK TO INNOVATION "The Fast Track to Innovation (FTI) is a fully‐bottom‐up measure in Horizon 2020 to promote close‐to‐the‐ market innovation activities, and open to all types of participants." Logica bottom‐up (no topic) Open call 3 cut‐offs all’anno Time‐to‐grant 6 months maximum Tasso di finanziamento al 70% (100% per soggetti non‐profit) Contributo Ue fino a €3 milioni Consorzi da 3 (min.) fino a 5 (max) partner Il coinvolgimento del mondo industriale è obbligatorio Budget: €300 milioni* (€ 100 milioni all’anno per 2018‐2020) * Circa 150 progetti finanziati con un contributo medio di € 2 milioni
FTI – Il coinvolgimento dell’industria
≥ 60% budget ai soggetti industriali nel consorzio
OPPURE
Numero minimo di partner industriali nel consorzio
2 in un consorzio di 3 o 4 partner
3 in un consorzio di 5 partner
Le proposte devono includere un business plan (market development
strategy)
Finanziamenti per i Materiali Avanzati e la
23/11/17
La partecipazione di PMI e “first-time industry applicants” è apprezzata
Chimica VerdeFTI – Esempi di attività
Advanced and specific research and development
Advanced performance testing
Piloting
Demonstration activities
Final validation of a system in the operational environment
Business model validation
Marketing activities (not purely commercial)
Activities for strategic commercial and technical relevance
Finanziamenti per i Materiali Avanzati e la
23/11/17
Chimica VerdeCut off FTI 2018‐2020
Cut off Budget (Mio€)
21 febbraio
2018 31 maggio 100
23 ottobre
21 febbraio
2019 23 maggio 100
22 ottobre
19 febbraio
2020 9 giugno 100
27 ottobreSintesi
FTI SME-Instrument
Possibile partecipazione della
Logica collaborativa singola PMI
Industry driven Solo per PMI
Sul mercato in 36 mesi Nessun obbligo formale di
No coaching (al momento) andare sul mercato
One‐stage Coaching
3 fasi
Finanziamenti per i Materiali Avanzati e la
23/11/17
Chimica Verde 26 26LE REGOLE DI PARTECIPAZIONE
CHI PUÒ PARTECIPARE?
La pertecipazione è aperta a qualsisi soggetto giuridico, ovvero qualsiasi persona
fisica o giuridica, creata sulla base del diritto nazionale/comunitario/Internazionale.
Qualsiasi soggetto giuridico, universita’ o centro di ricerca stabilito in uno stato membro o associato
o in un paese terzo
Organizzazioni internazionali di interesse EU
JRC (Joint Research Centre)
Organizzazioni internazionali e soggetti stabiliti in paesi terzi in aggiunta alle condizioni minime
Soggetti identificiati nell’apposioto WP
28SPECIFIC CASES – ATI e ATS
ASSOCIAZIONE TEMPORANEA D’IMPRESA* /DI SCOPO
• mandato con rappresentanza conferito alla società capo‐gruppo, le consente di agire in
nome proprio e delle singole imprese mandanti. no organo comune capace di agire e
assumere obbligazioni contrattuali in nome e per conto dell’associazione.
• il carattere occasionale, temporaneo e limitato dell’associazione, l’assenza di un
organismo comune destinato a coordinare/gestire le attività delle singole imprese e di un
fondo/patrimonio comune a garanzia delle obbligazioni assunte dall’associazione,
escludono la possibilità di considerare che tale ‘struttura organizzativa’ disponga della
medesima capacità operativa e finanziaria di una persona giuridica.
*(legge n.584/1977) :cooperazione temporanea tra imprese per la realizzazione di un’opera comune
29SPECIFIC CASES – SOCIETA’ DI PERSONE
La prevalente giurisprudenza della Suprema Corte di Cassazione
riconosce che, per effetto della stipulazione del contratto di
società (indipendentemente dal fatto che si tratti di società di
capitale o di persone), si determini il trasferimento della titolarità
dei beni conferiti dal patrimonio dei soci a quello della società,
per cui a questo nuovo soggetto di diritto, diverso a terzo
rispetto ai soci, debbano imputarsi i diritti e gli obblighi derivanti
dall'attività sociale
30SPECIFIC CASES – CONTRATTO DI RETE
La normativa italiana prevede che generalmente il contratto di rete – seppur
dotato di un organo e fondo comune – sia privo di personalità giuridica.
Tuttavia, le imprese che lo sottoscrivono possono scegliere di dotarlo di
personalità giuridica.
PERSONALITY
PERSONALITY
NO LEGAL
LEGAL
IF THE AGREEMENT AUTHORISES A COMMON
OK BODY TO ACT REPRESENTING THE WHOLE
NETWORK AND NOT SINGLE MEMBER
31QUALI PAESI SONO FINANZIABILI?
• Member States of the European Union, including their overseas
departments and outermost regions.
For British applicants: Please note that until the UK leaves the EU, EU law continues to apply to and within the
UK, when it comes to rights and obligations; this includes the eligibility of UK legal entities to fully participate
and receive funding in Horizon 2020 actions. Please be aware however that the eligibility criteria must be
complied with for the entire duration of the grant. If the United Kingdom withdraws from the EU during the
grant period without concluding an agreement with the EU ensuring in particular that British applicants
continue to be eligible, you will cease to be eligible to receive EU funding (while continuing, where possible,
to participate) or be required to leave the project on the basis of Article 50 of the grant agreement.
32QUALI PAESI SONO FINANZIABILI?
• Associated Countries: Association to Horizon 2020 is governed by
Article 7 of the Horizon 2020 Regulation. Legal entities from
Associated Countries can participate under the same conditions as
legal entities from the Member States. Association to Horizon 2020
takes place through the conclusion of an International Agreement.
• Iceland • Montenegro • Faroe Islands
• Norway • Serbia • Ukraine
• Albania • Turkey • Tunisia
• Bosnia and Herzegovina • Israel • Georgia
• the former Yugoslav Republic of • Moldova • Armenia
Macedonia • Switzerland
33QUALI PAESI SONO FINANZIABILI?
• Industrialised countries and emerging economies ‐ funded only in
exceptional cases
• industrialised countries: for instance US, Canada, Republic of Korea,
Singapore, Australia, Taiwan, New Zealand, Macao, San Marino, Monaco,
Andorra, Vatican, etc.
• emerging economies: Brazil, Russia, India, China and Mexico
• Developing countries ‐ Research organisations in some 130
developing countries are automatically eligible for funding. The full
list of these countries is provided in Annex A of the Horizon 2020
Work Programmes. Please note that this rule does not apply to the
Euratom programme.
34QUALI PAESI SONO FINANZIABILI?
• Countries with jointly agreed co‐funding mechanism covering most or
all thematic areas: China, Hong Kong & Macao,Republic of
Korea, Mexico, Russia, Taiwan
• Countries with jointly agreed co‐funding mechanism covering
selected thematic areas: Australia, India, Japan
• Countries with co‐funding by a region: Brazil, Canada
• Countries without jointly agreed co‐funding mechanism: New
Zealand, USA
35IN CHE RUOLO PARTECIPO?
Coordinator
Partner BENEFICIARIES
Third‐parties
36COME SI PUÒ PARTECIPARE?
37In H2020 (RIA e IA) almeno 3 SOGGETTI GIURIDICI indipendenti stabiliti in 3 diversi stati membri o associati Fast Track to Innovation MIN 3 SOGGETTI GIURIDICI MAX 5 indipendenti stabiliti in 3 diversi stati membri o associati Strumento PMI almeno una PMI “for profit” Soggetti eleggibili: soltanto PMI “for profit” stabilite in stati membri o associati
Tassi di Dimensione
finanziamento progetti
RIA /IA
(Research &) RIA: 100% per tutti
Durata e contributo
IA: 70%
Innovation (100% per no profit)
variabili
Action
Fino a 36 mesi –
70%
Fino a €3 m contrib UE
Fast Track (100% per no profit)
SME I Fase 2
Strumento 70% ≈ 12‐24 mesi
(50k in Fase 1) Fino a €2,5m contrib UE
PMITOP DOWN (RIA/IA)
VS
PURAMENTE BOTTOM UP (FTI)
VS
PURAMENTE BOTTOM UP (SME I
2018‐2020)
23/11/17Useful tips & resources Horizon 2020
Some tips on how to succeed • Start in time • Choose your partners well • Avoid “recycling” of former projects or project partners which do not have a specific contribution to the topic • Check for eligibility • Read the evaluation criteria – imagine what the evaluator will think • Excellent science is not enough: consider all the criteria • IMPACT matters as much as excellence! Check the expected impacts and scope of the topic in detail • Consider sub-criteria
Some tips on how to succeed • Write clearly and concisely - ask someone impartial to proof-read your proposal • Respect the page limits • Be coherent! Make sure that the chosen objectives are coherent with the foreseen project activities, the competence of the partners and the planned budget per activity. • Is your project good value for money? Make sure the cost/benefit ratio is sound. Keep in mind that all costs should be reasonable in the light of the foreseen outcomes.
Some tips on communication & dissemination • Communication and dissemination activities each have a specific scope. • Together they ensure that project results are widely known and used by those interested, including policy makers. • They also ensure that project results are aligned with the needs of users. • Ensuring uptake of project results enhances the added value of research and innovation funding and means that the newly generated knowledge does not just stay on a dusty shelf. • The dissemination & exploitation plan is mandatory for your project and will help evaluators assess the potential impact of the project. • Communication and dissemination about the project and its results should start as soon as possible and be adapted throughout the project’s lifetime. • Consider including the right skills for communication and dissemination in the project consortium from the start.
SEGUICI SU DATABASE APRE http://www.apre.it/registrazione
VERSO FP9 ‐ Il prossimo programma quadro in ricerca e innovazione
Timeline Jan
Mission report
May Mazzucato
Interim Evaluation Dec 0ct‐Dec
H2020 Council Conclusion May (?) First FP9 call
on H2020 Commission MFF pubblication
proposal
Jun (?)
Jul Commission
Lamy Report proposal on FP9
2017 2018 2019 2020
Jan‐Mar
Jun Public consultation
Mission 2018‐2019‐2020
Cabezon report FP9 adoption
EU Parliament Jan procedure
Commission Jan‐Feb
comments to Lamy BOHEMIA final
Nov
report
EIC HLG Jan 2021
recommendations FP9 start
Estimation at Jan 20181.
LAMY REPORT Prioritise research and innovation in EU and national budgets
Giugno 2017
Action: double the budget of the post‐2020 EU research and
Commissione Europea
innovation programme
2.
Build a true EU innovation policy that creates future markets
Action: Foster ecosystems for researchers, innovators,
industries and governments; promote and invest in
innovative ideas with rapid scale‐up potential through a
European Innovation Council.
5.
Adopt a mission‐oriented, impact‐focused approach to address
global challenges
Action: set research and innovation missions that address global
challenges and mobilise researchers, innovators and other
stakeholders to realise them.REPORT CABEZON 21
Giugno 2017 Underlines that Horizon 2020 is not focused on the ‘valley
Parlamento Europeo of death’ that constitutes the main barrier to converting
prototypes into mass production, and that H2020 is the
first
FP to put research and innovation together; welcomes the
creation of an EIC, but insists that this should not lead again
to the separation of research from innovation;
22.
Calls on the Commission to clarify the instruments and
functioning of the EIC; underlines the need to keep and
strengthen the SME Instrument and the Fast Track to
Innovation, and to facilitate funding for the final stages of
research so that laboratory scientific innovations can
develop into commercial businesses; asks the Commission
to analyse also how KICs can be integrated into the EIC;14
COUNCIL CONCLUSION TAKES NOTE of the High Level Group recommendation on a mission‐
Dicembre 2017 oriented, impact‐focused approach and CALLS on the Commission
Consiglio Europeo together with Member States to explore developing a strategic,
interdisciplinary mission‐oriented approach for addressing global
challenges, while fully taking advantage of digital technologies, and
supporting industrial competitiveness which would be implemented
by a portfolio of complementary instruments, including partnerships.
19
EMPHASISES the importance of supporting the whole innovation value
chain and TAKES NOTE of the launch of the pilot of European
Innovation Council (EIC), which should provide input for designing the
possible future EIC. STRESSES that the EIC should be one important
element of the EU’s measures to support closer‐to‐market innovations
and that it should bring added value and help strengthen the
innovation ecosystem, including links between research organisations
and innovators, enhance the uptake of R&I results, support
breakthrough innovations and the scaling up of innovative companies
and contribute to the streamlining of the innovation support
landscape.FP9: COSA È CHIARO?
(PROBABILMENTE)
To maintain as much as possible the
original H2020 structure (continuity!)
First Pillar of H2020 – Excellent Science
It works quite well. Marginal structural
and operative improvements
LAMY REPORT
Second and third Pillars of H2020 – 4. Design the EU R&I programme for greater
Industrial Leadership + Societal Challenges impact
Toward a merging of the two (?)
—FROM H2020 TO FP9:
EVOLUTION, NOT REVOLUTIONFP9 FP9
COSA
Pillar 1 Pillar 2 Pillar 3
NON È
CHIARO? ?
Mission A
Mission B
Mission C
The MISSIONS definition
and their integration with the
FP9 programme structure
Pillar 3 The EIC creation
Pillar 1 Pillar 2
? EIC and structure
details are unclearMISSION‐ORIENTED APPROACH
Professor Mariana Mazzucato (PhD), director of UCL Institute for Innovation & Public Purpose
Rather than focusing on particular sectors – as in traditional industrial policy –
mission‐oriented policy focuses on problem‐specific societal challenges, which
many different sectors interact to solve. The focus on problems, and new types of
collaborations between public and private actors to solve them, creates the
potential for greater spillovers than a sectoral approach.
Carlos Moedas, EC Commissioner for Research, Science and Innovation, cited
Professor Mazzucato’s work on mission‐oriented innovation in a recent speech
saying: "We need to define [innovation] missions that breakdown silos... We need
to set our eyes on a specific target, and drive our scientific efforts towards reaching
that target. And we need to be ambitious about it. As Mariana Mazzucato says:
'Innovation‐led growth is not just about fixing a market failure but also about
setting direction and creating new markets. If you just tackle the market failure you
can head into the wrong direction.'SEGUICI SU
GRAZIE
DELL’ATTENZIONE!
Serena Borgna
borgna@apre.it
National Contact Point Societal Challenge 2 “Food Security,
Sustainable Agriculture and Forestry, Marine, Maritime and Inland
Water Research and the bioeconomy”
National Contact Point ”Nanotechnologies, Advanced Materials,
Biotechnology and Advanced Manufacturing and Processing “
National Contact Point “European Research Council”
Tel. (+39) 06‐48939993Puoi anche leggere
